Unpublished manuscript, Balliol College, Oxford, January 10, 1941.
The purpose of what follows is to provoke discussion concerning an episode which, properly understood, may be found to have in it lessons relevant to the problem of international organization in the future.
Even among specialists there seem to be various interpretations of what essentially happened with the inauguration of the League.
Of the many peace theories reflected in the Covenant, round-table discussion and the collective restraint of over-hasty aggression seem to be the only ones to which unreserved expression is given. The only far-reaching innovation is the coercion obligation in articles 10 and 16. It is the League’s failure as a collective security club that will here be considered.
There was, in the minds, and words, of Wilson and the Phillimore Committee, no vagueness regarding the need for drastic and immediate action, or the prospect of it, as the one reliable way of deterring the would-be aggressor. During the Peace Conference however this idea was in two important respects watered down. Yet, given the participation of the United States, the blockade provided for in paragraph I of article 16, might well have sufficed as a sanction. The Covenant without the United States might, on the other hand, have been likened to ‘a motor without petrol’.
From 1920 onwards British diplomacy tended to represent the League as being essentially a system, not of collective security, but of round-table discussion.
Tried against Italy, sanctions proved a fiasco. Britain made no pretence of wishing to outshine France in her active compliance with article 16, and France made no pretence of wishing to put her duty to Abyssinia above her friendship for Italy. What failed on 1935/36 was, not collective security as envisaged in the Covenant, but a speculative trial of sanctions on a footing of limited liability. What was called in question at the British General Election was not the propriety of the Government’s explicitly limited programme but the sincerity of those who were putting it forward.
It is perhaps wisest to recognise collective security as having been from the first a diplomatic facade.
The wars which wrecked the Geneva system were not of the kind permitted by the so-called ‘gaps’ in the Covenant. Whatever may be thought of the peaceful change machinery of articles 11 and 15, it is difficult to ascribe to their shortcoming the events which occasioned the breakdown of the League.
The direction of so much effort, in Geneva and elsewhere, to the possibly hopeless task of getting the Covenant improved upon, not merely diverted part of the attention of enthusiasts from the work of making generally understood the nature of the system already in being; it may also by implication, have suggested to the undiscerning public an impression that the League, as it stood, was not looked upon as a particularly efficacious affair.
The idea that disarmament was the means to peace was given mere lip-service in the Covenant. How far the hesitancy of the ex-Allies in their approach to the subject of disarmament was a disservice to the League is an obviously controversial point.
It seems possible that Wilson overestimated the disposition of democracies, as such, to cooperate in the manner appropriate to members of the League.
So far as the wording of the Covenant is concerned, there is little to show that it was drawn up by persons sharing the Wilsonian conception of the role public opinion was to play. Nor do Wilson’s anticipations in this regard seem to have been realised in practice.
It would perhaps be a mistake, in assessing the causes of the League’s failure, to leave wholly on one side the question of possible defects in the mechanism of the democratic control of foreign policy. Given that some of the data on which British, like other governments, have to determine their course must necessarily remain confidential, there is something to be said for tht theory of democratic practice which would leave the detail of foreign affairs, particularly in their strategic aspects, to the unharassed [sic] discretion of those who on their general qualifications are able to retain for the time being the confidence of the House of Commons.
If the public in Britain are to retain their general control of the Government’s doings on the international plane, it is desirable that popular instruction in the essentials of international politics be conducted with disinterested efficiency. It was perhaps unfortunate that the League of Nations Union should not have permitted itself to concentrate on the task of acquainting the people with the nature of the existing League, the nature of that international environment into which it had been born, and the nature of Britain’s place in both. It seemingly uncritical receptiveness of almost any continental suggestion for the better definition of Britain’s obligations may have contributed to a vague prejudice, in the minds of the realistic, against anything, including the League itself, on which such a body of ‘visionaries’ were understood to be keen.
Can we be confident that, when victory is once again given to the deomcratic peoples, they can be relied on to make a more propitious use of it?
If the League did indeed presuppose, as some of its admirers have tended to allege, the prevalence in the world of a morality so novel as to make peoples act altruistically, it will surely have been foredoomed to failure. Mr. Streit, in explaining why social cohesion, with support for the rule of law, cannot in his opinion be hoped for among a community whose units are not individuals but states, declares that ‘the change of unit makes all the difference in the world’. Failing federation, or the reasonable hope of attaining it soon, there does seem to be nothing ‘for it’ but to reckon with state nature as it is, and to be content, with Mr. Gathorne Hardy, to build upon ‘the self-interest of incorrigibly nationalistic states’. In few countries are blind isolationists likely, in this ‘shrinking world’, to control the course of policy.
The authors of the Covenant were probably not, as Mr. Streit supposes, attempting to tackle ‘the problem of international government’. On the contrary they were planning an international organization, as the alternative to such a system of government.
The fact that a particular compact system has been a failure is not proof that all compact systems of whatever structure must by their nature break down…
If it is a demerit in the Covenant that it ‘enthrones sovereignty’, the fault lies rather with the system of international law from which the Covenant derives its validity. Similarly, the ineffectiveness of compact, as a basis of order, is due to the imperfect success of such efforts as were made, after the last war, to ‘restore’ the sanctity of international law. There seems to be room for serious reflection on the limits of what can in these times be effectively done to control in advance the behaviour of sovereign states by getting them pledged to do what when the day comes they may not want to do. It may be that the best contribution we could make to restoring the sanctity of treaties would be to discountenance the inclusion in them of promises the punctual performance of which may seem to demand rather much of the promisor.
The international legal norms being so relatively weak, there was needed for the vitality of the League, two other elements: a policy of cooperation on the part of the governments, and a psychology of cooperation among the peoples. What the League needed was not so much a cosmopolitan outlook as a sane internationalism. It may be that Mr. Woolf is right in thinking that such a psychology was lacking after the last war and may be realisable only within the limits of Europe after this one.
If the policy of cooperation was to be forthcoming, it was necessary that the League’s value to its masters should be accepted, as beyond question, by policy-moulding circles in the countries concerned. For an understanding of the spirit in which some of the League’s members took their membership in its formative period, it is useful to recall that, in a sense, they were conscript members rather than volunteers.
It seems plain that it is only by other great powers that any one great power can ever be effectively disciplined. It is hard to say that any of the then existing great powers were in 1920 fully dedicated to the business of disciplining whichever one of the others might defy the League in its character as a system of collective secutiry [sic]. Had Britain and France elected to treat ‘Crofu’ as a test case of substantial, whether or not technical, ‘agression’ [sic], it seems likely that a precedent would have been set which, besides having its effect upon other potential disturbers of the peace, must have done much to exorcise the scepticism of realists and reactionaries at home. French and British statesmen were however chiefly preoccupied with relationships with Germany.
Looking back, it is easy to see that, deprived of American backing, the League was likely to survive only if the European atmosphere became and remained such as to place little or no strain on its collective-security framework. On its positive side the preparation of peace required the willing cooperation of at least the principal countries of Europe. As it was, that blindness of heart which, after Wilson had insisted on having a democratic Germany to make peace with, proceeded to treat its representatives as in effect the authors of the war, deprived the none too robust Geneva infant of perhaps its best chance of making a sturdy child.
The architects of any new system of collective security would, if open to the teachings of experience, bear in mind, among other fundamentals: the absence, in politics, of any real substitute for power resolutely employed; the relative insignificance of action taken by small powers save as makeweights in association with great ones; the deceptiveness of any supposed distinction, for purposes of practical policy, between military and other less full-blooded sanctions; the importance of having a formula of cooperation genuinely acceptable to , and freely accepted by, as many of the great powers as possible; the narrowness of the limits within which in vital concerns legal obligations can be relied on as a determinant of state behaviour; the necessity, as a basis of collective security, of a peace of stability rather than of avarice, passion or justice.
The possibilities might be examined of a League based, like the British Commonwealth. on an absence, or a minimum, of formal commitments. If there are to be any obligations, the principle of grading them in accordance with geographical possibilities is, it is suggested, a good one. If the small states will not soon again rely on the great ones to play their part loyally in such a scheme, let them stay out, or let their participation be expressly conditioned on the prior action of the big ones.
It seems to be true, as Streit insists, that it is of little use hoping, anywhere short of federation, to eliminate the rivalries, competition for preponderance, and so on, which marked the traditional system of interstate relationships. If the League is to succeed, it must succeed in spite of the nature of men, the nature of states, and the nature of the society of states. It is doubted, however, if the Geneva League did really need for its success so great a ‘spiritual revolution’ as has been talked of by some.
In whatever conventional form the collective security framework is set up, the policy of cooperation for which it stands will, if full use to be made of the opportunity we hope for, need to be given effect to in all other potential ways. If there is any way by which the several peoples can ever come to be ‘rather mixed up together in some of their common affairs’, it will probably be through that sort of functional inter-relationship of which Dr. Mitrany has told us – expressing itself in continental highways and international public works – rather than by the multiplication of treaty ties between those rational entities, which no one has seen, but which, by the exercise of our imagination, we conceive and invest with ‘personality’, and to which we give augustness, though so added reality, by calling them sovereign.
Could some way be devised for ensuring that the new League, besides functioning as an association of states, represented solely by, or on behalf of their governments, would have, at the same time, the aspect of a fraternity of peoples, represented also in other, complementary, ways, the much to be desired transnational sense of community might be furthered a little.
It is not assumed that the world is likely ever to get absolute security along these suggested lines. But in straining after the shadow of the not yet attained article, we might easily miss the chance of a precious truce, around which to rally and reorganise the forces of peace, and to visualise, not perhaps the ultimate goal, but the possibilities for a next step.